2025

• The 9th PwC’s Sustainable Impact Awards in 2025

• Judges' Award
• -

• 2025 Happy Enterprises Gold Award by 1111 Human Resources

• Gold Award

• Sustainability Reporting Award

• -

2024

• 2024 Happy Enterprises Gold Award by 1111 Human Resources

• Financial management & consulting industry
• Gold Award

• 2024 Taipei Golden Eagle Micro Movie Festival

• Sustainable Micro Movie Awards
• Silver Award

• 2024 CHR by CommonHealth Magazine

• Healthy 99 Companies
• -

• 2024 Digital Financial Award

• Fair Customer Treatment Digital Award
• Gold Award

• The 8th PwC’s Sustainable Impact Awards in 2024

• Judges' Award
• -

• 2024 Taipei City Government Certification for Middle-Aged and Elderly Friendly Companies

• -

• Talent Quality-management System

• Bronze Award
• -

• Business Today’s 18th Best Wealth Management of Banks and Securities

• Best ESG Award
• 1st place

• Certificate for Venues with AED-Trained Personnel by the Ministry of Health and Welfare (MOHW) and t

• -

• 10th Futures Diamond Awards

• Diamond Award for Securities Trading Volume
• -

• 2024 Taiwan Sustainability Action Awards (TSAA)

• SDG 1 No Poverty
• Bronze Award

• 10th Corporate Governance Evaluation in 2023

• Ranked among the top 6% to 20% of all listed companies
• -

• 2024 Wealth Magazine Wealth Management Award--

• Best Creative Audio-Visual Marketing
• -

• 2024 Wealth Magazine Wealth Management Award-

• Best Wealth Appreciation
• -

• 2024 Wealth Magazine Wealth Management Awards

• Best Public Welfare Promotion
• -

• 2023 Risk Management Evaluation for Securities Firms

• First Tier - Excellence
• -

2023

• Business Today’s 18th Best Wealth Management of Banks and Securities

• Best Customer Satisfaction Award
• -

• Business Today’s 17th Best Wealth Management of Banks and Securities-

• Best Wealth Appreciation Award
• -

• 1st Sustainable Finance Evaluation in 2023

• Securities industry
• Top 20%

• List of Companies with Better Institutional Investor Stewardship Disclosure 2023

• -

• Healthy Workplace Certification

• Valid from 2024~2026

• Excellent Breastfeeding Room Certification by the Taipei City Government

• the High Distinction Lactation Room certificate
• Valid from 2023~2026

• 2023 Happy Enterprises Gold Award by 1111 Human Resources

• Financial management & consulting industry
• Gold Award

• 2023 Taiwan Corporate Sustainability Awards (TCSA)

• Premier Sustainability Performance Award
• Taiwan's Excellent Sustainable Companies Award

• 2023 Taiwan Corporate Sustainability Awards (TCSA)

• Corporate Sustainability Reporting Awards
• Finance and Insurance Industry Group - Gold Award

• 2023 CHR by CommonHealth Magazine

• Healthy Corporate Citizen Commitment
• -

• Sports Enterprise certification by the Sports Administration, Ministry of Education

• Valid from 2023~2026

• 2023 Digital Financial Award

• Digital Service Award of Excellence
• Excellence Award

• The 7th PwC’s Sustainable Impact Awards in 2023

• Judges' Award
• -

• 9th Futures Diamond Awards

• Diamond Award for Securities Trading Volume
• -

• “adherence to the 1.5℃ warming limit” by CommonWealth Sustainability Association

• Valid from 2023/06/01~2024/05/31

• 2023 Wealth Magazine Wealth Management Awards--

• Best Wealth Appreciation
• -

• 2023 Wealth Magazine Wealth Management Awards-

• Best Print Marketing
• -

• 2023 Wealth Magazine Wealth Management Awards

• Best Public Welfare Promotion
• -

2022

• List of Companies with Better Institutional Investor Stewardship Disclosure 2022

• -

• 2022 Taiwan Customer Service Center Evaluation

• Securities industry
• Bronze Award

• 2022 Taiwan Corporate Sustainability Awards (TCSA)-

• Premier Sustainability Performance Award
• Taiwan's Top 100 Sustainable Companies Award

• 2022 Taiwan Corporate Sustainability Awards (TCSA)

• Corporate Sustainability Reporting Awards
• Finance and Insurance Industry Group - Gold Award

• 2022 Happy Enterprises Gold Award by 1111 Human Resources

• Financial management & consulting industry
• Gold Award

• 2022 CHR by CommonHealth Magazine

• Healthy Corporate Citizen Commitment
• -

• The 6th PwC’s Sustainable Impact Awards in 2022

• Judges' Award
• -

• Business Today’s 16th Best Wealth Management of Banks and Securities-

• Best Marketing Innovation Award
• 1st place

• Business Today’s 16th Best Wealth Management of Banks and Securities

• Best ESG Award
• 3rd place

• 8th Futures Diamond Awards-

• Diamond Award for Securities Trading Volume
• -

• 8th Futures Diamond Awards

• Diamond Award for Futures Introducing Broker Trading Volume Growth
• -

• 19th National Brand Yushan Award-

• 最佳產品類大獎
• President TIP Customized Taiwan IC Design Total Return Index ETN

• 19th National Brand Yushan Award

• Best Product Category Award
• President ICE FactSet Asia Semiconductor Net Total Return Index ETN

• 2022 Wealth Magazine Wealth Management Awards--

• Best Customer Recommendation
• -

• 2022 Wealth Magazine Wealth Management Awards-

• Best Video Marketing Award
• -

• 2022 Wealth Magazine Wealth Management Awards

• Best Public Welfare Promotion
• -

2021

• 2021 Taiwan Corporate Sustainability Awards (TCSA)-

• Premier Sustainability Performance Award
• Taiwan's Excellent Sustainable Companies Award

• 2021 Taiwan Corporate Sustainability Awards (TCSA)

• Corporate Sustainability Reporting Awards
• Finance and Insurance Industry Group - Gold Award

• 2021 Happy Enterprises Gold Award by 1111 Human Resources

• Financial management & consulting industry
• Gold Award

• The 5th PwC’s Sustainable Impact Awards in 2021

• Judges' Award
• -

• 2021 Assessment of the Implementation of Treating Customers Fairly Principles

• The Best Progress Winner
• -

• 2021 Taiwan Sustainability Action Awards (TSAA)

• Bronze Award
• -

• Business Today Wealth Management Evaluation

• Best Marketing Innovation
• NO.1

• Business Today’s 15th Best Wealth Management of Banks and Securities-

• 最佳永續發展獎
• 第三名

• 7th Futures Diamond Awards

• Diamond Award for Futures Introducing Broker Trading Volume Growth
• -

• 7th Futures Diamond Awards-

• Diamond Award for Securities Trading Volume
• -

• 2021 Top 100 Fastest Growing Companies by CommonWealth Magazine-

• Rapid Growth and Profitability
• 1st place

• 2021 Top 100 Fastest Growing Companies by CommonWealth Magazine

• Revenue and Profitability
• 3rd place

• 18th National Brand Yushan Award-

• Best Product Category Award
• President TIP FactSet Taiwan 5G Total Return Index ETN

• 18th National Brand Yushan Award

• Best Product Category Award
• President TIP Customized Value Growth Total Return Index ETN

• 2021 Wealth Magazine Wealth Management Awards--

• Best Video Marketing Award
• -

• 2021 Wealth Magazine Wealth Management Award

• Best Customer Recommend
• -

2020

• 2020 Taiwan Corporate Sustainability Awards (TCSA)

• Corporate Sustainability Reporting Awards
• Finance and Insurance Industry Group - Gold Award

• The 4th PwC’s Sustainable Impact Awards in 2020

• Bronze Award
• -

• 6th Corporate Governance Evaluation in 2019

• Ranked among the top 6% to 20% of all listed companies
• -

• Sports Enterprise certification

• -
• Valid from 2020~2023

• 2020 CHR by CommonHealth Magazine

• Healthy Corporate Citizen Commitment
• -

• Healthy Workplace Certification

• -

• Talent Quality-management System

• Bronze Award
• -

• TPEx 2020 Warrant and ETF Competition Reward Program

• Growth of the Year (Annual Growth Rate of Listed Warrant Issuance Applications)
• 1st place

• 10th Taiwan Warrants King Competition by Commercial Times

• Best Commitment Award
• -

• 6th Futures Diamond Awards

• -

2019

• Award of API promotion

• 2

• 5nd Diamond Award of Futures volume Growth

• 3

• 15th Golden Goblet Award- Outstanding person in Stock market

• -

• ISO 14064-3:2006 Greenhouse Gas Verification

• -

• Corporate Health Responsibility committed enterprise

• -

• Certification of Happiness company by 1111 Job Bank

• -

2018

• The best security company of 2018 giving fund assistance of OTC enterprise

• 1st place

• 4th risk management evaluation

• 1

• 4nd Diamond Award of Futures volume Growth

• -

• Certification of 2018 Taiwan i Sport

• --

2017

• 2017 Broker ETF competition by Keelung Branch

• ★ Rising up Award in June
• 1

• 11th wealth management evaluation in Security companies by Business Today Magazine.

• ★The best Customer satisfaction Award.
• 2

• 11th wealth management evaluation in Security companies by Business Today Magazine

• ★The Professionals
• 3

• 2017 Bond ETF trading competition the best market-making Award.

• 3

• 2017 Broker ETF competition by Keelung Branch

• ★ Rising up Award in May
• 3

• 2017 Taiwan's Top50 Excellence in CSR Award

• 15

• 3nd Diamond Award of Futures by Introducing Broker volume Growth

• -

2016

• 6th Taiwan Wealth Management Plan Competition

• 2

• 2016 Taiwan's Top50 Excellence in CSR Award

• 14

• 2016 The 1st Annual Corporate Governance Evaluation System

• top 5%

• 2nd Diamond Award of Futures volume

• -

• Certification of 2016 Taiwan i Sport

• -

• Beat Partner of Cancer Prevention Award

• -

2015

• 2015 Taiwan's Top50 Excellence in CSR Award

• 12

• 2015 The 1st Annual Corporate Governance Evaluation System

• top 5%

• Certification of Superior Breastfeeding Room

• -

• Bage of Accredited Healthy Workplace

• -

2014

• 12th Information Disclosure and Transparency Ranking System

• A++

• Corporate Governance Index 100 component stock

• -